Article

Spirometry is one of the most widely used pulmonary function tests and is often considered the gold standard in respiratory diagnostics (1–3). While the test itself is relatively simple in concept, obtaining reliable and high-quality results requires adherence to guidelines established in the joint statement by the American Thoracic Society (ATS) and European Respiratory Society (ERS).
Preschool children can successfully perform spirometry—but they often have difficulty meeting standard ATS/ERS criteria (2, 4). Understanding best practices, age-appropriate modifications, and the differences between in-clinic and at-home spirometry is key to interpreting results correctly.
Why Spirometry Is Challenging in Preschoolers
Spirometry requires coordination, effort, and sustained forced expiration—all of which can be difficult for young children. Preschoolers may (2):
- Struggle to maintain a forced expiration for more than one second
- Have short attention spans and are easily distracted
- Require encouragement and engagement
- Cannot perform the maneuvers required for some pulmonary function tests
- Equipment for this age group is often designed for older and larger individuals
Because of these developmental factors, adaptations are often necessary to obtain meaningful results.
Best Practice Patient Guidelines for In-Clinic Spirometry in Preschool Children
According to the joint statement from the ATS and ERS, as well as the Canadian Thoracic Society (CTS) the following guidelines should be followed for proper validity and repeatability of spirometry in children (2, 5, 6):
NOTE that technical spirometry guidelines are not covered in this article and readers should refer to the official joint statement of the ATS/ERS
1. Patient Positioning
Proper positioning is essential for safety and optimal performance:
- Sit upright
- Keep feet flat on the floor with legs uncrossed
- Loosen tight-fitting clothing
- Use a chair with armrests to prevent falls if lightheaded
Even small deviations in posture can influence results, so positioning should always be standardized and documented.
2. Important considerations for Children:
- The child should receive training and familiarization with the equipment
- A bright room and a happy, pleasant environment will make the child more comfortable
- Computerized incentives (e.g., animations, games) can improve effort and engagement
- Use of a nose clip and posture should always be documented as well as any medications that the child is taking and when they were last taken
3. The Spirometry Maneuver
Careful observation during the maneuver is critical.
- Mouth fully sealed around the mouthpiece to prevent air leaks and if needed, a smaller mouthpiece
- Curves should be visually inspected for a rapid rise to peak flow, a smooth descending limb on the flow-volume curve, and no coughing or holding of breath.
- Minimum of three maneuvers (no maximum limit)
A Key Adjustment: FEV0.5 or FEV0.75 Instead of FEV1
The ATS/ERS guideline allows for a minimum expiratory time of 3 seconds in children under 10, compared to 6 seconds for adults. Many preschool children cannot sustain forced expiration for more than one second. For this reason, FEV in 0.5 seconds or 0.75 seconds (FEV0.5 or FEV0.75) is considered an acceptable and clinically useful alternative. (2)
Using age-appropriate measures helps prevent underestimating lung function simply because of developmental limitations.
In-Clinic vs. At-Home Spirometry
With advances in digital health, at-home spirometry has become increasingly common. But how does it compare to clinic-based testing?
In-Clinic Spirometry
In-clinic testing typically follows all ATS/ERS best practice guidelines, including (2):
- Real-time technician coaching and familiarization with equipment
- Immediate quality assessment
- Spirometers are very precise and must meet certain requirements
- Strict repeatability criteria
The presence of a trained specialist can significantly improve technique and effort, especially in young children.
At-Home Spirometry
At-home spirometry follows similar principles, but some clinical requirements are difficult—or impossible—to replicate:
- No operator/technician present so no real-time coaching, limited ability to assess subtle quality errors, and fewer opportunities for immediate correction
- Many validated portable spirometers do not provide visual flow-volume or volume-time curves (3)
- Overall, less strict adherence to ATS/ERS technical criteria
Because of these differences, home spirometry values are often slightly lower and less consistent than clinic values (7, 8, 3). However, home spirometry has been shown to be feasible and reliable at identifying changes from baseline over time, correlating strongly with clinic-based spirometry (7, 8, 3, 9, 10). If the flow-volume curve appears appropriate and the effort is consistent, slightly lower numbers do not invalidate the test (3).
Some portable spirometers, like the Spirobank Smart, have been shown to be valid tools for assessing lung function and can even significantly predict COPD (1).
Practical Takeaways
- Preschool children can perform spirometry with appropriate modifications.
- FEV0.5 or FEV0.75 is acceptable when forced expiration beyond 1 second is not achievable.
- Strict attention to maneuver quality is critical
- Home spirometry is valid and reliable—even if values are slightly lower than clinic measurements.
Spirometry in preschool children requires patience, adaptation, and thoughtful interpretation. Whether performed in clinic or at home, high-quality spirometry can provide valuable insights into pediatric lung health when best practices are followed, and results are interpreted within the appropriate developmental context.
References
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- Moore VC. Spirometry: step by step. Breathe 8: 232–240, 2012. doi: 10.1183/20734735.0021711.
- Coates AL, Graham BL, McFadden RG, McParland C, Moosa D, Provencher S, Road J. Spirometry in primary care. Can Respir J 20: 13–22, 2013. doi: 10.1155/2013/615281.
- Oppenheimer J, Hanania NA, Chaudhuri R, Sagara H, Bailes Z, Fowler A, Peachey G, Pizzichini E, Slade D. Clinic vs Home Spirometry for Monitoring Lung Function in Patients With Asthma. CHEST 164: 1087–1096, 2023. doi: 10.1016/j.chest.2023.06.029.
- Paynter A, Khan U, Heltshe SL, Goss CH, Lechtzin N, Hamblett NM. A comparison of clinic and home spirometry as longtudinal outcomes in cystic fibrosis. J Cyst Fibros 21: 78–83, 2022. doi: 10.1016/j.jcf.2021.08.013.
- Ramsey RR, Plevinsky JM, Milgrim L, Hommel KA, McDowell KM, Shepard J, Guilbert TW. Feasibility and Preliminary Validity of Mobile Spirometry in Pediatric Asthma. J Allergy Clin Immunol Pract 9: 3821–3823, 2021. doi: 10.1016/j.jaip.2021.06.005.
- Barker NJ, Kirkby J, Robson EA, Price OJ, Burns PD, Fettes E, Stokes LS, Elphick HE, Sails J. P63 Multicentre prospective cohort study of remote lung function testing in children: validation and comparison of supervised and unsupervised spirometry. Thorax 78: A144–A144, 2023. doi: 10.1136/thorax-2023-BTSabstracts.215.
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